Timothy James Rich

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

CRD #2987129Investment Adviser Rep

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

States Registered

25 states

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 25 states

AlaskaArizonaCaliforniaDistrict of ColumbiaFloridaGeorgiaIdahoLouisianaMaineMarylandMassachusettsMichiganMinnesotaNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandTennesseeTexasWashingtonWisconsinWyoming

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

OSAIC ADVISORY Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Timothy James Rich has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.