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William Frederick Pedersen

Investment Adviser Representative at STANSBERRY ASSET MANAGEMENT, LLC

Petaluma, CACRD #2586686Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

William Frederick Pedersen has worked in the securities industry since 2001. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/17/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 8/21/2014
SIE
Securities Industry Essentials Examination
Passed 9/14/2016
Series 7
General Securities Representative Examination
Passed 4/30/2015
Series 3
National Commodity Futures Examination
Passed 9/8/2009
Series 52
Municipal Securities Representative Examination
Passed 2/22/1995
Series 24
General Securities Principal Examination
Passed 9/19/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
All Strategies (Except Treasury) - First $1M1.50%
All Strategies (Except Treasury) - Next $4M1.25%
All Strategies (Except Treasury) - Next $20M1.00%
All Strategies (Except Treasury) - Amounts over $25M0.75%
Treasury Strategy - First $1M0.50%
Treasury Strategy - Amounts over $1M0.25%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Stansberry Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STANSBERRY ASSET MANAGEMENT, LLCCurrent
3/17/2023Petaluma, CA
OSBORNE PARTNERS
5/2/20128/8/2014San Francisco, CA
ADVANCED EQUITIES, INC.
7/17/20093/6/2012San Francisco, CA
FISHER INVESTMENTS
10/21/20027/17/2009Petaluma, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Frederick Pedersen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Frederick Pedersen - Financial Advisor in Petaluma, CA | AdvisorFinder