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ANCORA PRIVATE WEALTH ADVISORS, LLC

SEC Registered

Achieve More with Ancora

CLEVELAND, OHhttps://ancora.net216-825-4000
Assets Under Management
$1B–$5B
Year Founded
2003
Employees
53
Office Locations
3 offices
Total Accounts
4509

About the firm

Ancora is a private wealth advisor and institutional asset manager focused on building distinctive investment strategies and robust wealth & risk management solutions. Established in 2003 as an independent, employee-run RIA in Cleveland, Ohio, Ancora serves individuals, families, businesses, and institutions with tailored financial solutions. The firm manages approximately $10.9B in assets and has grown to 100+ employees across multiple Midwest offices.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Private Wealth ManagementInstitutional Asset ManagementEquity StrategiesFixed IncomeMutual FundsAlternative StrategiesEstate PlanningRetirement PlansEmployee BenefitsInsuranceFinancial Planning+1 more

Services

Private wealth management (investments, planning & insurance), corporate solutions (investment management, employee benefits & insurance), and institutional asset management (equity, fixed income, mutual funds & alternatives), as well as estate planning, retirement plan advisory, and alternative private funds

financial_planningestate_planningtax_planninginsurance

Who they serve

Individuals, families, institutions, non-profits, and businesses

Client segmentClientsAssets managed
High Net Worth Individuals4,414$3.7B
Charitable Organizations27$46M
State/Municipal Entities28

0 total clients reported on Form ADV.

Leadership

Inverness Holdings Llc
MEMBER
Llc Ancora Holdings Group
MEMBER (MANAGER)
Frederick David Disanto
CHAIRMAN & CHIEF EXECUTIVE OFFICER
John Pewters Micklitsch
CHIEF INVESTMENT OFFICER
Jason P Geers
CHIEF COMPLIANCE OFFICER
Focus Financial Partners Inc.
MEMBER
Llc Focus Financial Partners
MEMBER
Llc Focus Operating
MEMBER (MANAGER)
John Gregory Bartels
PRESIDENT
Brittney Jean Garrett
CHIEF FINANCIAL OFFICER
Llc Ferdinand Ffp Acquisition
SHAREHOLDER, CLASS A COMMON STOCK
Lp Ferdinand Ffp Ultimate Holdings
SHAREHOLDER, CLASS B COMMON STOCK
Llc Ferdinand Ffp Intermediate Holdings
MEMBER
Inc. Ferdinand Ffp Parent
MEMBER
Lp Ferdinand Ffp Ultimate Holdings
SHAREHOLDER
L.p. Cd&r Ferdinand Holdings
PARTNER
L.p. Cd&r Ferdinand Co-Investor
PARTNER
Dubilier & Rice Fund Xii L.p. Clayton
PARTNER

Office locations

3 offices in 3 states
OH
CLEVELANDHQ
MI
BLOOMFIELD HILLS
FL
NAPLES

Advisors at this firm

15 advisors in the directory

Regulatory & compliance

CRD number
#124845
SEC Number
801-61942
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based / Other
Asset tierAnnual rate
Up to 3 million1.00%
3 million to 7 million0.75%
7 million to 15 million0.50%
15 million to 25 million0.45%
25 million to 50 million0.35%
50 million to 100 million0.30%
Over 100 million0.00%

Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ANCORA PRIVATE WEALTH ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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