AdFi
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Capital Cities Investments

SEC Registered
Assets Under Management
$100M–$500M
Office Locations
5 offices
Total Accounts
1252

About the firm

Capital Cities Investments is registered as an investment advisor with the SEC. The firm only transacts business in states where it is properly registered or is excluded or exempted from registration requirements. Information on the website is directed toward U.S. residents only.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Investment AdvisorySEC Registered

Services

Dissemination of general information on products and services; personalized investment advice is not rendered through the website.

Who they serve

U.S. residents

Leadership

William Maxwell Mauger
PRESIDENT/CHIEF COMPLIANCE OFFICER
Joe Bill Wiley
TREASURER

Office locations

5 offices in 4 states
IN
IndianapolisHQ
VT
Middlebury
VA
Richmond
FL
Fort Myers
IN
Portland

Advisors at this firm

14 advisors in the directory

Regulatory & compliance

CRD number
#116185
SEC Number
801-69504
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Commission / Hourly / Flat Fee
Minimum: $250,000 (waivable)
Asset tierAnnual rate
First $250,0001.50%
Next $750,0001.25%
Over $1,000,0001.00%

Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Capital Cities Investments has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Capital Cities Investments in Indianapolis, IN