CAPITAL CITIES INVESTMENTS
SEC RegisteredAbout the firm
Capital Cities Investments is registered as an investment advisor with the SEC. The firm only transacts business in states where it is properly registered or is excluded or exempted from registration requirements. Information on the website is directed toward U.S. residents only.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Dissemination of general information on products and services; personalized investment advice is not rendered through the website.
Who they serve
U.S. residents
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 412 | $142M |
| High Net Worth Individuals | 64 | $146M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
14 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $250,000 | 1.50% |
| Next $750,000 | 1.25% |
| Over $1,000,000 | 1.00% |
Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CAPITAL CITIES INVESTMENTS has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.