Hazard & Siegel Advisory Services LLC
SEC RegisteredFINANCIAL SERVICES FOR INDEPENDENT PEOPLE
About the firm
Hazard & Siegel is the oldest broker-dealer in Upstate New York, providing business opportunities for independent financial professionals for over 50 years. The firm offers non-proprietary products including mutual funds, managed accounts, alternative products, annuities, and life insurance, supported by compliance knowledge, industry expertise, and marketing services. Its mission is to enable independent financial professionals to deliver high-quality products and services to investors across its service areas.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Hazard & Siegel offers broker-dealer services for independent financial professionals, including non-proprietary products such as mutual funds, managed accounts, alternative products, annuities, and life insurance. The firm also provides compliance support, marketing services, and business development assistance. For individuals and businesses, services include personalized financial planning, retirement planning, and investment guidance.
Who they serve
Independent financial professionals (brokers and advisors) seeking a broker-dealer partner, as well as individual investors, businesses, and groups seeking financial advisory services.
Leadership
Office locations
Advisors at this firm
27 advisors in the directory
Regulatory & compliance
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Hazard & Siegel Advisory Services LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched