AdFi
HF

HELMSMAN FINANCIAL GROUP, LLC

SEC Registered
WOODINVILLE, WAhttps://helmsmanfinancial.com425-485-0381
Assets Under Management
$100M–$500M
Year Founded
1998
Employees
3
Office Locations
2 offices
Total Accounts
267

About the firm

Helmsman Financial Group, LLC was founded in 1998 with a goal of helping people better understand their financial situation and reach their financial goals. It is a fee-only registered investment adviser in the State of Washington. As a fully independent financial advisor, HFG is not restricted to any investment product or service and works exclusively for the benefit of its clients.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Fee-onlyRegistered Investment AdviserPortfolio Investment ManagementFiduciaryIndependent Financial AdvisorFinancial Planning

Services

Portfolio Investment Management including Portfolio Administrative Service (PAS), Financial Stewardship Program (FSP), Fund Investment Program (FIP), Program Comparison, and Portfolio Analysis & Development.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)46$25M
High Net Worth Individuals52$162M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities0
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

1 total clients reported on Form ADV.

Leadership

Christopher John Rieke
MEMBER
Inc. P.c. Herb Sprute
MEMBER
Herbert Andrew Sprute
OWNER
Springer Family Llc
MEMBER
Douglas Don Springer
MEMBER & MANAGER
Douglas Don Springer
CHIEF COMPLIANCE OFFICER

Office locations

2 offices in 1 state
WA
WOODINVILLEHQ
WA
SEATTLE

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#113780
SEC Number
801-113375
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee
Asset tierAnnual rate
FSP - First $500,0001.10%
FSP - $500,001 to $2,500,0000.75%
FSP - $2,500,001 to $5,000,0000.65%
FSP - $5,000,001 to $10,000,0000.55%
FSP - $10,000,001 to $15,000,0000.50%
FSP - Over $15,000,0000.35%

Data as of March 19, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HELMSMAN FINANCIAL GROUP, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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