PATHWAY FINANCIAL ADVISERS, LLC
SEC RegisteredWhat's your retirement plan?
About the firm
Pathway Financial Advisers, LLC is a Registered Investment Adviser that helps clients navigate their financial pathway through life by serving their best interests at all times. The firm originated in 1974 as a tax and accounting practice, registered with the SEC as a Registered Investment Adviser in 2013, and adopted its current name in 2020. Today, Pathway Financial Advisers manages over $524 million in investment assets.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive financial planning, retirement planning, income-based investment advisory services, tax-efficient investment strategies, and assistance coordinating legacy assets with necessary legal documents.
Who they serve
Clients planning for retirement and seeking to achieve long-term financial goals, including those looking to coordinate legacy assets for the next generation.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 673 | $171M |
| High Net Worth Individuals | 142 | $347M |
| Charitable Organizations | 2 | $5.3M |
| State/Municipal Entities | 3 | — |
3 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 0.80% |
| Next $500,000 | 0.60% |
| Next $1,000,000 | 0.40% |
| Over $2,000,000 | 0.20% |
Data as of March 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PATHWAY FINANCIAL ADVISERS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.