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Aenon Jaffa Wallace

Investment Adviser Representative at NAVY FEDERAL INVESTMENT SERVICES, LLC

NORFOLK, VACRD #4714636Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
9 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ArizonaCaliforniaGeorgiaMarylandNorth CarolinaSouth CarolinaTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/21/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/25/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.07%
Next $250,0001.00%
Next $500,0000.91%
Next $1M0.82%
Over $2M0.68%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NAVY FEDERAL INVESTMENT Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NAVY FEDERAL INVESTMENT SERVICES, LLCCurrent
7/19/2023NORFOLK, VA
MSI FINANCIAL SERVICES, INC.
6/28/20043/25/2017VIRGINIA BEACH, VA
METROPOLITAN LIFE INSURANCE COMPANY
6/28/20047/9/2007NORFOLK, VA
MML INVESTORS SERVICES, LLC
3/25/201710/30/2018VIRGINIA BEACH, VA
PARK AVENUE SECURITIES LLC
11/28/20187/28/2023VIRGINIA BEACH, VA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aenon Jaffa Wallace has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Aenon Jaffa Wallace - Financial Advisor in NORFOLK, VA | AdvisorFinder