AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors
AB

Aadarsh B Jagadish

Florida·CRD #4270136
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
AH

Aadil Haroon Zaman

Florida·CRD #4654223
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
5
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AH

Aahoo Heidari Sigarchi

District Of Columbia·CRD #7365386
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
AK

Aairiona K Hayden-Ransom

Tennessee·CRD #7288227
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
AJ

Aakash J Panchal

Texas·CRD #7314327
IA Rep

Investment Adviser Rep at SIGNATUREFD, LLC

States
1
Exams
1
Since
2026
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
AA

Aakilah Abigail Cameron

Illinois·CRD #8014995
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AG

Aalexys Garcia

Texas·CRD #7855623
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Aalok Kirit Shah

Oregon·CRD #3244464
Dual-registered

Dual-registered at HARBOUR INVESTMENT MANAGEMENT L.L.C.

Experience
10 yrs
States
3
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
AR

Aarish Romesh Patell

California·CRD #6036105
Dual-registered

Dual-registered at IEQ CAPITAL, LLC

Experience
2 yrs
States
1
Exams
5
Since
2024
Est. fee
AUM / Flat Fee
View profile
AA

Aaron Allen Reed

Ohio·CRD #2189934
Dual-registered

Dual-registered at STRATOS WEALTH ADVISORS LLC

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AA

Aaron Andrew Berman

Florida·CRD #3086639
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
AA

Aaron Andrew Cary

Michigan·CRD #6087502
IA Rep

Investment Adviser Rep at FINANCIAL FREEDOM HOUSE

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1k
View profile
AA

Aaron Andrew Ewert

Connecticut·CRD #3235969
IA Rep

Investment Adviser Rep at TWEEDY, BROWNE COMPANY LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM
Minimum
$1.0M
View profile
AA

Aaron Andrew Lindberg

Minnesota·CRD #2815255
Dual-registered

Dual-registered at KINGDOM LEGACY ADVISORS

Experience
28 yrs
States
1
Exams
4
Since
1998
Fee
AUM / Flat Fee
View profile
AA

Aaron Andrew Ungerer

Missouri·CRD #5086742
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
AA

Aaron Anthony Pisani

Florida·CRD #4336257
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
25 yrs
States
3
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
AA

Aaron A Osborn

Michigan·CRD #7553465
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Aaron Bachelor

Kansas·CRD #7519022
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AB

Aaron Bayne

California·CRD #7097325
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AB

Aaron B Clem

District Of Columbia·CRD #8194197
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
3
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Aaron Beissler

Minnesota·CRD #7568169
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
1 yrs
States
1
Exams
3
Since
2025
Fee
AUM / Hourly / Flat Fee / Other
View profile
AB

Aaron Benedict Romain

Michigan·CRD #2399500
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Aaron Benjamin Ghelerter

Florida·CRD #7186559
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
AB

Aaron Benjamin Safier

New York·CRD #4989981
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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