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Ashley Elizabeth Liddell

Investment Adviser Representative at DIMENSIONAL FUND ADVISORS LP

Austin, TXCRD #5799428Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ashley Elizabeth Liddell has worked in the securities industry since 2011. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/5/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 10/6/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/28/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/10/2011
Series 24
General Securities Principal Examination
Passed 8/3/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Dimensional FUND Advisors LP Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DIMENSIONAL FUND ADVISORS LPCurrent
9/8/2021Austin, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
3/6/20205/12/2020St Petersburg, FL
RAYMOND JAMES & ASSOCIATES, INC.
2/10/20205/12/2020Riverview, FL

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ashley Elizabeth Liddell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ashley Elizabeth Liddell - Financial Advisor in Austin, TX | AdvisorFinder