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Dale Kete Cockrell

Investment Adviser Representative at PAINTED PORCH ADVISORS LLC

NAPLES, FLCRD #2319020Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/27/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 7/13/1993
Series 24
General Securities Principal Examination
Passed 10/23/2006
Series 79TO
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/2/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.00%
$2,000,001 - $5,000,0000.60%
$5,000,001 - $10,000,0000.50%
$10,000,001 and over0.30%
Source

PAINTED PORCH ADVISORS LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NATIONSBANC CAPITAL MARKETS, INC.
8/4/19934/24/1997NEW YORK, NY
SG COWEN SECURITIES CORPORATION
7/7/19976/7/1999NEW YORK, NY
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
6/21/199912/18/2000JERSEY CITY, NJ
CREDIT SUISSE SECURITIES (USA) LLC
12/18/200011/13/2007NEW YORK, NY
RBC CAPITAL MARKETS, LLC
1/4/20102/13/2025Naples, FL
NATIONSBANC SECURITIES, INC.
1/29/19938/4/1993BOSTON, MA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dale Kete Cockrell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Dale Kete Cockrell - Financial Advisor in NAPLES, FL | AdvisorFinder