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Eric David Duncan

Investment Adviser Representative at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Tampa, FLCRD #5305549Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Eric David Duncan has worked in the securities industry since 2009. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/26/2007
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/10/2007
Series 24
General Securities Principal Examination
Passed 9/1/2016
Series 53
Municipal Securities Principal Examination
Passed 3/28/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$999,999 or less1.50%
$1,000,000–$2,000,0001.25%
Over $2,000,0001.00%
Source

Wealth Enhancement Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCurrent
11/2/2023Tampa, FL
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCurrent
10/31/2023Tampa, FL
J. W. COLE ADVISORS, INC.
6/30/202110/3/2023Tampa, FL
LPL FINANCIAL LLC
2/25/20216/15/2021Tampa, FL
EDWARD JONES
12/4/20184/3/2020St Louis, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED
12/4/201211/29/2018St. Louis, MO
PNC INVESTMENTS
2/27/201212/3/2012Chesterfield, MO
MORGAN KEEGAN & COMPANY, INC.
3/24/200912/31/2010Dupo, IL
METLIFE SECURITIES INC.
10/3/20081/5/2009Chesterfield, MO
AMERIPRISE FINANCIAL SERVICES, INC.
6/27/20078/14/2007Chesterfield, MO

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric David Duncan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Eric David Duncan - Financial Advisor in Tampa, FL | AdvisorFinder