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Eugene Robert Pender

Investment Adviser Representative at COPPELL ADVISORY SOLUTIONS LLC

Debary, FLCRD #1630718Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/26/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 5/18/1987
Series 7
General Securities Representative Examination
Passed 10/15/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/26/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $500,0002.00%
Next $500,0001.75%
Next $1,500,0001.50%
Over $2,500,000
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

COPPELL ADVISORY SOLUTIONS LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ING FINANCIAL PARTNERS, INC.
8/29/20013/23/2005WINDSOR, CT
WASHINGTON SQUARE SECURITIES, INC.
3/3/19873/15/2001WINDSOR, CT
METLIFE SECURITIES INC.
3/21/200512/13/2006ORLANDO, FL
METROPOLITAN LIFE INSURANCE COMPANY
3/21/200512/13/2006ORLANDO, FL
WOODBURY FINANCIAL SERVICES, INC.
3/14/20019/28/2001OAKDALE, MN
SAMMONS SECURITIES COMPANY, LLC
12/14/200610/22/2012CLEARWATER, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eugene Robert Pender has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.