James Ross Moffett

Investment Adviser Representative at HIGHTOWER ADVISORS, LLC

HOUSTON, TXCRD #6169242Investment Adviser Rep

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

13 yrs

States Registered

21 states

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 21 states

AlabamaArizonaArkansasCaliforniaColoradoConnecticutFloridaGeorgiaIllinoisKansasLouisianaMichiganNevadaNew HampshireNew MexicoNew YorkNorth CarolinaOklahomaPennsylvaniaTexasVirginia

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

HIGHTOWER Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Ross Moffett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.