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Joseph A Alton Hawes

Investment Adviser Representative at CAPITAL ADVISORS, INC.

Tulsa, OKCRD #1503159Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Joseph A. Alton Hawes has worked in the securities industry since 1986. They are registered to provide investment advisory services in Oklahoma.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Oklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/3/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 6/5/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 1/13/2004
Series 7
General Securities Representative Examination
Passed 5/17/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Capital Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPITAL ADVISORS, INC.Current
5/4/2016Tulsa, OK
UBS FINANCIAL SERVICES INC.
1/22/19975/3/2016Tulsa, OK

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph A Alton Hawes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joseph A Alton Hawes - Financial Advisor in Tulsa, OK | AdvisorFinder