Joseph Michael D'Amico

Investment Adviser Representative at CX INSTITUTIONAL, LLC

Plano, TXCRD #3190423Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

26 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

Texas

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 1/12/2024

Series 66

Uniform Combined State Law Examination

Passed 3/16/2013

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 2/14/2011

Series 9

General Securities Sales Supervisor - Options Module Examination

Passed 12/7/2009

Series 24

General Securities Principal Examination

Passed 12/8/2008

Series 7TO

General Securities Representative Examination

Passed 10/24/2023

SIE

Securities Industry Essentials Examination

Passed 8/16/2023

Series 55

Limited Representative-Equity Trader Exam

Passed 12/6/1999

Series 7

General Securities Representative Examination

Passed 5/6/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.02

Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CX Institutional, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SOUTHWEST SECURITIES, INC.

9/23/1999 – 12/8/2011DALLAS, TX

LPL FINANCIAL LLC

3/21/2014 – 11/26/2014DALLAS, TX

AMERIPRISE FINANCIAL SERVICES, INC.

2/27/2013 – 3/10/2014PLANO, TX

FIDELITY BROKERAGE SERVICES LLC

12/9/2014 – 9/12/2017WESTLAKE, TX

CANTOR FITZGERALD & CO.

11/22/2011 – 5/31/2012DALLAS, TX

EMPOWER FINANCIAL SERVICES, INC.

10/24/2023 – 6/12/2024GREENWOOD VILLAGE, CO

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joseph Michael D'Amico has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.