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Kimberly R Roth

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD #4723372Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
States Registered
12 states

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 12 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaIdahoMinnesotaMontanaNew JerseyTexasWashington

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

MERRILL Lynch, Pierce, FENNER & SMITH INCORPORATED Form ADV Part 2A (Item 5), most recent annual amendment.

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kimberly R Roth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kimberly R Roth - Financial Advisor | AdvisorFinder