Michael David Ausherman

Investment Adviser Representative at BROOKSTONE CAPITAL MANAGEMENT LLC

HOUSTON, TXCRD #4324390Investment Adviser Rep

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

25 yrs

States Registered

3 states

Exams Passed

Registrations & licenses

Registration type

Investment Adviser Rep

Registered in 3 states

MarylandPennsylvaniaTexas

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 3/3/2008

Series 63

Uniform Securities Agent State Law Examination

Passed 1/28/2004

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 2/5/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

BROOKSTONE CAPITAL MANAGEMENT LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FRANKLIN FINANCIAL SERVICES CORPORATION

5/18/2001 – 10/1/2002HOUSTON, TX

SIGNATOR INVESTORS, INC.

2/6/2001 – 3/15/2001BOSTON, MA

NYLIFE SECURITIES INC.

10/1/2003 – 7/27/2005NEW YORK, NY

AMERICAN GENERAL SECURITIES INCORPORATED

10/1/2002 – 8/25/2003PHOENIX, AZ

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael David Ausherman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.