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RA

Richard Allen Bean

Investment Adviser Representative at FISCAL WISDOM WEALTH MANAGEMENT LLC

BEDFORD, NHCRD #2084660Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MassachusettsNew Hampshire
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/8/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 11/1/1990
Series 24
General Securities Principal Examination
Passed 3/24/2007
Series 7
General Securities Representative Examination
Passed 12/7/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/10/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

FISCAL WISDOM WEALTH MANAGEMENT LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
3/24/2006 – 7/26/2010BEDFORD, NH
SUNAMERICA SECURITIES, INC.
11/29/1999 – 10/31/2005PHOENIX, AZ
AIG FINANCIAL ADVISORS, INC.
10/31/2005 – 3/27/2006BEDFORD, NH
METLIFE SECURITIES INC.
10/11/1991 – 12/1/1999SPRINGFIELD, MA
METROPOLITAN LIFE INSURANCE COMPANY
10/11/1991 – 12/1/1999NEW YORK, NY

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Allen Bean has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.