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Richard Campbell Johnston Nott

Investment Adviser Representative at ANGELES WEALTH MANAGEMENT, LLC

SANTA MONICA, CACRD #5713925Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/21/2009
SIE
Securities Industry Essentials Examination
Passed 6/22/2015
Series 7
General Securities Representative Examination
Passed 9/21/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
General range0.50%
General range upper1.00%
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ANGELES WEALTH Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GIRARD SECURITIES, INC.
9/22/200912/2/2009NEWPORT BEACH, CA
SIGNATOR INVESTORS, INC.
12/23/20096/22/2015LOS ANGELES, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Campbell Johnston Nott has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Richard Campbell Johnston Nott - Financial Advisor in SANTA MONICA, CA | AdvisorFinder