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Ruben Rene Ramirez

Investment Adviser Representative at FORTITUDE ADVISORY GROUP L.L.C.

New York, NYCRD #2858155Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
28 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 28 states
ArizonaCaliforniaConnecticutDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaIowaLouisianaMarylandMassachusettsMichiganMississippiMontanaNew JerseyNew YorkNorth CarolinaOhioOklahomaPennsylvaniaRhode IslandSouth CarolinaTexasVermontVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/7/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 3/28/1997
Series 24
General Securities Principal Examination
Passed 8/13/1999
Series 99TO
Operations Professional Examination
Passed 3/23/2023
Series 79TO
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/5/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.022
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

FORTITUDE ADVISORY GROUP L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

QUINT CAPITAL CORPORATIONCurrent
9/7/2022 – NEW YORK, NY
EAGLES COAST CAPITAL, LLC
7/9/2019 – 9/12/2022CHARLESTON, SC
ADVISORS ASSET MANAGEMENT, INC.
7/3/2003 – 8/28/2013BOERNE, TX
CITICORP INVESTMENT SERVICES
3/6/1997 – 9/12/1997LONG ISLAND CITY, NY
WORLD EQUITY GROUP, INC.
2/5/2015 – 12/15/2016San Antonio, TX
LPL FINANCIAL LLC
12/16/2016 – 5/7/2019NEW YORK, NY
USAA INVESTMENT MANAGEMENT COMPANY
10/7/1997 – 12/14/2001SAN ANTONIO, TX
HALEN CAPITAL
10/2/2013 – 1/15/2015SAN ANTONIO, TX

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ruben Rene Ramirez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.