Seward Anderson Linton

Investment Adviser Representative at NATIONS FINANCIAL GROUP, INC.

LITTLETON, COCRD #1076463Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

44 yrs

States Registered

11 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 11 states

ArizonaCaliforniaColoradoKansasMichiganMontanaNevadaNew MexicoOregonTexasWashington

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 12/27/1999

Series 63

Uniform Securities Agent State Law Examination

Passed 2/28/1983

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 15

Foreign Currency Options Examination

Passed 8/12/1985

Series 7

General Securities Representative Examination

Passed 11/20/1982

Series 3

National Commodity Futures Examination

Passed 10/22/1982

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NATIONS FINANCIAL Group, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NATIONS FINANCIAL GROUP, INC.Current

7/17/2020 – LITTLETON, CO

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

9/13/2013 – 7/20/2020LAKEWOOD, CO

A. G. EDWARDS & SONS, INC.

8/11/2006 – 1/3/2008DENVER, CO

U.S. BANCORP PIPER JAFFRAY INC.

6/5/1995 – 6/4/2001MINNEAPOLIS, MN

RBC DAIN RAUSCHER INC.

5/18/2001 – 8/24/2006DENVER, CO

PRUDENTIAL SECURITIES INCORPORATED

4/24/1992 – 7/5/1995NEW YORK, NY

PAINEWEBBER INCORPORATED

3/3/1988 – 5/8/1992

KIDDER, PEABODY & CO. INCORPORATED

3/10/1986 – 3/23/1988

PAINEWEBBER INCORPORATED

12/27/1982 – 5/8/1992WEEHAWKEN, NJ

WELLS FARGO ADVISORS, LLC

1/1/2008 – 9/13/2013DENVER, CO

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Seward Anderson Linton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.