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Stephen Lee

Investment Adviser Representative at EAGLE STRATEGIES LLC

New York, NYCRD #3182026Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
13 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Stephen Lee has worked in the securities industry since 2006. They are registered to provide investment advisory services in 13 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
CaliforniaConnecticutDistrict of ColumbiaFloridaMarylandMassachusettsMichiganMinnesotaNew JerseyNew YorkPennsylvaniaTennesseeVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/20/2021
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 7/24/2018
Series 7
General Securities Representative Examination
Passed 4/5/2006
Series 24
General Securities Principal Examination
Passed 7/1/2022
Series 30
NFA Branch Manager Examination
Passed 8/1/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Eagle Strategies LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EAGLE STRATEGIES LLCCurrent
6/8/2021New York, NY
NYLIFE SECURITIES LLCCurrent
2/22/2021West Islip, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/9/201711/21/2017New York, NY
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
5/1/20102/13/2017Boston, MA
COLUMBIA MANAGEMENT ADVISORS, LLC
4/18/20065/1/2010New York, NY

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen Lee - Financial Advisor in New York, NY | AdvisorFinder