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Thomas Robert Hession

Investment Adviser Representative at RIVERBEND CAPITAL ADVISORS, LLC

CHICAGO, ILCRD #2518824Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Illinois
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/15/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 10/6/1994
Series 7
General Securities Representative Examination
Passed 9/15/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $5,000,0000.25%
Next $5,000,0000.22%
Next $15,000,0000.20%
Above $25,000,0000.15%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

RIVERBEND CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
9/16/19943/4/2008CHICAGO, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Robert Hession has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Robert Hession - Financial Advisor in CHICAGO, IL | AdvisorFinder