William Ewart Clegg

Investment Adviser Representative at SUMMIT FINANCIAL, LLC

NAPLES, FLCRD #3142804Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

28 yrs

States Registered

18 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 18 states

ColoradoConnecticutFloridaGeorgiaIllinoisKansasMaineMassachusettsMissouriNevadaNew HampshireNew JerseyNew YorkOhioPennsylvaniaTennesseeTexasVirginia

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 12/31/1998

Series 63

Uniform Securities Agent State Law Examination

Passed 12/15/1998

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 7/30/2002

Series 9

General Securities Sales Supervisor - Options Module Examination

Passed 3/27/2002

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 31

Futures Managed Funds Examination

Passed 12/18/1998

Series 7

General Securities Representative Examination

Passed 12/3/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

SUMMIT Financial, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PRIVATE CLIENT SERVICES, LLCCurrent

4/26/2024 – Naples, FL

MORGAN STANLEY & CO. INCORPORATED

4/2/2007 – 11/20/2008BONITA SPRINGS, FL

MORGAN STANLEY DW INC.

12/8/1998 – 4/2/2007BONITA SPRINGS, FL

UBS FINANCIAL SERVICES INC.

11/19/2008 – 5/7/2024BONITA SPRINGS, FL

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Ewart Clegg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.