AdFi
WF

William Frederick Wadsworth

Investment Adviser Representative at ITS ASSET MANAGEMENT, L.P.

NORTH HAVEN, CTCRD #1987068Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
States Registered
4 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
ConnecticutFloridaMaineNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/31/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/1992
Series 24
General Securities Principal Examination
Passed 7/9/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/21/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/11/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Dynamic, Global Premier2.00%
IP1.00%
Non-Platform $50,000–$250,0002.25%
Non-Platform $250,001–$500,0002.00%
Non-Platform $500,001–$1,000,0001.75%
Non-Platform $1,000,001 and over0.00%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ITS ASSET Management, L.P. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INTEGRATED FINANCIAL PLANNING SERVICESCurrent
12/19/2016North Haven, CT
PRUDENTIAL SECURITIES INCORPORATED
8/2/199510/4/1996NEW YORK, NY
KEMPER FINANCIAL SERVICES, INC.
12/13/19914/14/1993
WADSWORTH INVESTMENT CO., INC.
11/1/199612/16/2016North Haven, CT
EVEREN SECURITIES, INC.
10/18/19936/22/1995ST. LOUIS, MO
WADSWORTH INVESTMENT CO., INC.
10/10/199611/1/1996

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Frederick Wadsworth has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Frederick Wadsworth - Financial Advisor in NORTH HAVEN, CT | AdvisorFinder