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David Warshaw | Financial Advisor

Profile img for David Warshaw, financial advisor at The WealthPlan LLC
Great Neck, NY
David Warshaw
Financial Advisor
President at
The WealthPlan LLC

Verified Identity

Important Disclosures

Allow Me to Introduce Myself
In 2003, I graduated from Washington University in St. Louis with a double major in finance and accounting. After hearing a guest lecture from a local financial planner, I was inspired and had an inkling that this profession was for me. I officially started my financial advisory career a year later at Ameriprise Financial. Over time, I developed the entrepreneurial spirit and launched The WealthPlan in 2011 as an independent advisor. In addition to being a CERTIFIED FINANCIAL PLANNER™, I hold both the Chartered Financial Consultant and Charted Life Underwriter designations. I live in Great Neck, Long Island, with my wife Diana and our little daughter Sophia, a.k.a., The Sophinator!
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Specialties and Expertise

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Cash Flow Analysis
Tax Minimization Investment Strategies
Retirement Income
Portfolio Construction
Alternative Investments
Cryptocurrency & NFTs
High Net Worth Planning
Ultra High Net Worth Planning
Business Ownership Strategies

Clientele

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Retirees
Wealthy Families
Business Owners
High Net Worth Individuals

Credentials and Designations

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Certified Financial Planner™

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Chartered Financial Consultant®

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Chartered Life Underwriter®

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Series 66 - Uniform Combined State Law Exam

Education

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Washington University in St. LouisBSBA Finance & AccountingYear Obtained: 2003

Job History

2
The WealthPlan LLC President2020-Present
The WealthPlan President2010-2020
Quick Facts About David
Years of Experience:20 yearsMember since:2023Number of clients:120

Services Provided

How I help my clients

Financial Planning

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Tax Planning

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Investment Management

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Retirement Planning

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Pricing Models

Flat Fee
AUM

Proof of License

SEC Profile
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Great Neck, NY
David Warshaw
Financial Advisor
President at
The WealthPlan LLC
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Advisor Disclosure
The WealthPlan LLC (“WealthPlan”) is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where WealthPlan and its representatives are properly licensed or exempt from licensure. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by WealthPlan unless a client service agreement is in place. We do not provide tax, accounting, or legal advice to our clients. Please consult with a tax, accounting, or legal professional. For current WealthPlan information, please visit the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching The WealthPlan LLC or WealthPlan’s CRD # 306820.
Profile last updated: 03-01-2025
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