AdFi
AS

Aaron Stephen Farnsley

Investment Adviser Representative at OSAIC WEALTH, INC.

Port St. Joe, FLCRD #2401429Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Aaron Stephen Farnsley has worked in the securities industry since 1993. They have passed the Series 99, 66, 63, 24, and 7 examinations. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/7/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 8/12/1999
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/27/1993
Series 24
General Securities Principal Examination
Passed 12/18/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FARNSLEY WEALTH MANAGEMENT, LLCCurrent
1/2/2002Port St. Joe, FL
TRIAD ADVISORS LLC
4/21/20038/23/2024Port St. Joe, FL
SECURITIES SERVICE NETWORK, INC.
7/26/20014/21/2003Knoxville, TN
IFG NETWORK SECURITIES, INC.
4/13/20007/25/2001Atlanta, GA
ONE SECURITIES CORPORATION
9/14/19994/18/2000Atlanta, GA
MULTI-FINANCIAL SECURITIES CORPORATION
1/5/19988/30/1999Greenwood Village, CO
SUNAMERICA SECURITIES, INC.
3/13/199612/31/1997Phoenix, AZ
SUN INVESTMENT SERVICES COMPANY
12/13/19943/25/1996Wellesley Hills, MA
SUNAMERICA SECURITIES, INC.
11/12/199312/8/1994Phoenix, AZ
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
10/28/199311/12/1993Minneapolis, MN
IDS LIFE INSURANCE COMPANY
10/28/199311/12/1993Minneapolis, MN

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OSAIC WEALTH, INC.

Showing 12 of 9286 in the directory

View OSAIC WEALTH, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Aaron Stephen Farnsley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched