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Alfredo Arturo Sandoval

Investment Adviser Representative at THE PRIVATE INVESTMENT GROUP, INC.

Kettering, OHCRD #1934240Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alfredo Arturo Sandoval has worked in the securities industry since 1989. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in California, Ohio, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaOhioTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/28/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 5/17/1989
Series 7
General Securities Representative Examination
Passed 2/7/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/7/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/15/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE Private Investment Group, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE PRIVATE INVESTMENT GROUP, INC.Current
10/8/2014 – Kettering, OH
WESTERN INTERNATIONAL SECURITIES
6/3/2010 – 12/31/2011Palm Springs, CA
OBERLIN FINANCIAL CORP.
8/19/2004 – 9/2/2004Palm Springs, CA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
8/26/2003 – 8/19/2004Palm Springs, CA
CONTINENTAL CAPITAL INVESTMENT SERVICES
10/8/2002 – 3/31/2003Indian Wells, CA
MERRILL LYNCH PIERCE FENNER & SMITH INC.
9/13/1995 – 6/3/2002Indian Wells, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE PRIVATE INVESTMENT GROUP, INC.

1 other advisor in the directory

View THE PRIVATE INVESTMENT GROUP, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alfredo Arturo Sandoval has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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