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Arnold Dean Abens

Investment Adviser Representative at ABENS FINANCIAL SERVICES INC

Edina, MNCRD #1506077Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Arnold Dean Abens has worked in the securities industry since 1996. They are registered to provide investment advisory services in Minnesota.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Minnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/10/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 9/9/1986
Series 7
General Securities Representative Examination
Passed 8/16/1986
Series 51
Municipal Fund Securities Principal Examination
Passed 3/5/2003
Series 24
General Securities Principal Examination
Passed 12/8/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Above $5,000,0000.50%
First $1,000,0001.50%
Next $2,000,000 ($1,000,001 to $3,000,000)1.20%
Next $2,000,000 ($3,000,001 to $5,000,000)0.80%
Source

Abens Financial Services Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ABENS FINANCIAL SERVICES INCCurrent
7/26/2011Edina, MN
ABENS FINANCIAL SERVICES INC
2/23/199512/31/2009Edina, MN

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ABENS FINANCIAL SERVICES INC

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View ABENS FINANCIAL SERVICES INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arnold Dean Abens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.