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Ashley Dewji Smith

Investment Adviser Representative at AURORA INVESTMENT MANAGERS, LLC

Naples, FLCRD #6293514Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
7 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ashley Dewji Smith has worked in the securities industry since 2014. They are registered to provide investment advisory services in Connecticut, Florida, Louisiana, New Hampshire, New York, Texas, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ConnecticutFloridaLouisianaNew HampshireNew YorkTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/9/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 8/11/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/9/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Aurora Investment Managers, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AURORA INVESTMENT MANAGERS, LLCCurrent
1/8/2024 – Naples, FL
J.P. MORGAN SECURITIES LLC
8/9/2023 – 1/7/2024Naples, FL

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AURORA INVESTMENT MANAGERS, LLC

1 other advisor in the directory

Shakeel [nmn] Dewji
Investment Adviser Representative
Dual-registered
View AURORA INVESTMENT MANAGERS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ashley Dewji Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.