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Barbara Marquis

Investment Adviser Representative at STRATOS WEALTH PARTNERS, LTD

Scottsdale, AZCRD #4171220Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
17 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
AlaskaArizonaCaliforniaColoradoFloridaIllinoisIowaMassachusettsMichiganMinnesotaMontanaNew MexicoOhioOregonTexasVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/1/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 5/12/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/27/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Stratos Wealth Partners, Ltd Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STRATOS WEALTH PARTNERS, LTDCurrent
2/13/2020Scottsdale, AZ
WELLS FARGO CLEARING SERVICES, LLC
8/14/200912/31/2019Scottsdale, AZ
UBS FINANCIAL SERVICES INC.
2/7/20068/24/2009Phoenix, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Barbara Marquis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Barbara Marquis - Financial Advisor in Scottsdale, AZ | AdvisorFinder