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Ben May Miller Jr

Investment Adviser Representative at OSAIC WEALTH, INC.

Winston-salem, NCCRD #869073Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
47 yrs
States Registered
22 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaArkansasCaliforniaColoradoDistrict of ColumbiaFloridaGeorgiaIowaMarylandMississippiNevadaNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeTexasUtahVirginiaWest VirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/22/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 7/12/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/21/1979
Series 51
Municipal Fund Securities Principal Examination
Passed 5/8/2012
Series 24
General Securities Principal Examination
Passed 7/10/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
9/16/2024 – Winston-salem, NC
SAGEPOINT FINANCIAL, INC.
10/31/2005 – 9/1/2023Winston-salem, NC
SUNAMERICA SECURITIES, INC.
5/19/1992 – 10/31/2005Phoenix, AZ
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
4/18/1990 – 5/19/1992
CAROLINA FIRST SECURITIES GROUP, INC.
8/16/1989 – 5/18/1990
INTEGRATED RESOURCES EQUITY CORPORATION
5/30/1989 – 8/17/1989
THOMSON MCKINNON SECURITIES INC.
7/27/1979 – 6/12/1989

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View OSAIC WEALTH, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ben May Miller Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ben May Miller Jr - Financial Advisor in Winston-salem, NC | AdvisorFinder