AdFi
BM

Benjamin Michael Williams

Investment Adviser Representative at OSAIC WEALTH, INC.

Trumbull, CTCRD #5172030Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Connecticut
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/19/2024
Series 7
General Securities Representative Examination
Passed 10/18/2023
SIE
Securities Industry Essentials Examination
Passed 5/30/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
4/4/2025Trumbull, CT
OSAIC WEALTH, INC.Current
4/4/2025Trumbull, CT
LPL ENTERPRISE, LLC
11/14/20244/10/2025Shelton, CT
PRUDENTIAL FINANCIAL PLANNING SERVICES
3/18/202411/14/2024Shelton, CT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OSAIC WEALTH, INC.

Showing 12 of 9286 in the directory

View OSAIC WEALTH, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Michael Williams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Benjamin Michael Williams - Financial Advisor in Trumbull, CT | AdvisorFinder