AdFi
BN

Breanna N Emmett

Investment Adviser Representative at TRANSAMERICA RETIREMENT ADVISORS, LLC

Commerce Twp, MICRD #6538592Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
52 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 52 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/2/2019
Series 7
General Securities Representative Examination
Passed 3/29/2019
SIE
Securities Industry Essentials Examination
Passed 9/17/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/16/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Transamerica Retirement Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TRANSAMERICA INVESTORS SECURITIES, LLCCurrent
10/8/2019 – Commerce Twp, MI
TRANSAMERICA RETIREMENT ADVISORS, LLCCurrent
10/8/2019 – Commerce Twp, MI
RBC CAPITAL MARKETS, LLC
7/2/2019 – 7/30/2019Denver, CO

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TRANSAMERICA RETIREMENT ADVISORS, LLC

Showing 12 of 311 in the directory

Daniel Gerard Devine
Investment Adviser Representative
Dual-registered
Shawn Edward Devries
Investment Adviser Representative
Investment Adviser Rep
Halee Rose Dickinson
Investment Adviser Representative
Dual-registered
Patricia K Dimmer
Investment Adviser Representative
Dual-registered
Shane Patrick Dooley
Investment Adviser Representative
Dual-registered
Charles R Doughty
Investment Adviser Representative
Dual-registered
Glen Dryden
Investment Adviser Representative
Dual-registered
Rustomji Feroz Dubash
Investment Adviser Representative
Dual-registered
Stephen Matthew Duganieri
Investment Adviser Representative
Investment Adviser Rep
Madison Alayna Dunn
Investment Adviser Representative
Dual-registered
Ghada Mohamed El-Gamal
Investment Adviser Representative
Dual-registered
Thomas Robert Ellis
Investment Adviser Representative
Dual-registered
View TRANSAMERICA RETIREMENT ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Breanna N Emmett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.