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Brent Allen Plunkett

Investment Adviser Representative at CHARTER WEALTH MANAGEMENT

Raleigh, NCCRD #5621748Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
6 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brent Allen Plunkett has worked in the securities industry since 2009. They are registered to provide investment advisory services in Alabama, Illinois, Mississippi, North Carolina, Tennessee, and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 6 states
AlabamaIllinoisMississippiNorth CarolinaTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/14/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/17/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Charter Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHARTER WEALTH MANAGEMENTCurrent
3/22/2012Raleigh, NC
HBW ADVISORY SERVICES LLC
5/24/20114/3/2012Chicago, IL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CHARTER WEALTH MANAGEMENT

3 other advisors in the directory

View CHARTER WEALTH MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brent Allen Plunkett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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