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Brent William Capehart

Investment Adviser Representative at THE LLOYD ADVISORY GROUP

Suwanee, GACRD #5781261Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
2

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Georgia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/1/2010
Series 7
General Securities Representative Examination
Passed 6/3/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

THE Lloyd Advisory Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE LLOYD ADVISORY GROUPCurrent
4/21/2026Suwanee, GA
AE WEALTH MANAGEMENT, LLC
12/5/20166/22/2026Alpharetta, GA
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC
9/25/201312/6/2016Alpharetta, GA
ESI FINANCIAL ADVISORS
7/16/20109/30/2013Atlanta, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE LLOYD ADVISORY GROUP

6 other advisors in the directory

View THE LLOYD ADVISORY GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brent William Capehart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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