AdFi
BJ

Brett James Upper

Investment Adviser Representative at TIDE COVE CAPITAL PARTNERS LLC

San Diego, CACRD #5749519Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brett James Upper has worked in the securities industry since 2017. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/11/2015
Series 65
Uniform Investment Adviser Law Examination
Passed 2/17/2014
SIE
Securities Industry Essentials Examination
Passed 6/2/2016
Series 7
General Securities Representative Examination
Passed 11/18/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

TIDE COVE Capital Partners LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TIDE COVE CAPITAL PARTNERS LLCCurrent
8/22/2023 – San Diego, CA
BALBOA WEALTH PARTNERS, INC.
12/5/2017 – 3/9/2020La Jolla, CA
DANIEL WEALTH ADVISORS
1/28/2015 – 12/4/2017Encinitas, CA
ALPHACORE CAPITAL LLC
6/21/2016 – 5/15/2017La Jolla, CA
DANIEL WEALTH ADVISORS
2/17/2014 – 12/31/2014Corona Del Mar, CA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TIDE COVE CAPITAL PARTNERS LLC

1 other advisor in the directory

Michael Alexander Manos
Investment Adviser Representative
Investment Adviser Rep
View TIDE COVE CAPITAL PARTNERS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett James Upper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.