AdFi
BW

Brett William Sabio Sr

Investment Adviser Representative at OSAIC WEALTH, INC.

Point Pleasant, NJCRD #3013716Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
12 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
FloridaMarylandMassachusettsMissouriNevadaNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaSouth CarolinaVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/16/1999
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/8/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/24/1998
Series 53
Municipal Securities Principal Examination
Passed 8/4/2008
Series 24
General Securities Principal Examination
Passed 11/5/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,500

Firm-stated minimum; may be waived at the firm's discretion.

Source

Osaic Wealth, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
6/14/2024Point Pleasant, NJ
SECURITIES AMERICA ADVISORS, INC.
7/29/20196/14/2024Point Pleasant, NJ
ROYAL ALLIANCE ASSOCIATES, INC.
8/15/20077/31/2019Point Pleasant Boro, NJ
INNOVATIVE MARKET TRENDS
2/2/20078/13/2007Manasquan, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OSAIC WEALTH, INC.

Showing 12 of 9286 in the directory

View OSAIC WEALTH, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brett William Sabio Sr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Brett William Sabio Sr - Financial Advisor in Point Pleasant, NJ | AdvisorFinder