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Brian Douglas Ward

Investment Adviser Representative at W & S MANAGEMENT SERVICES, INC.

Rochester, NYCRD #4704954Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Douglas Ward has worked in the securities industry since 2013.

Registrations & licenses

Registration type
Investment Adviser Rep
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/30/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0000.75%
$1,000,001 to $4,999,9990.60%
Above $5,000,0000.50%
Source

W & S Management Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

W & S MANAGEMENT SERVICES, INC.Current
7/1/2013Rochester, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at W & S MANAGEMENT SERVICES, INC.

2 other advisors in the directory

View W & S MANAGEMENT SERVICES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Douglas Ward has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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