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Brian Eric Barton

Investment Adviser Representative at GUARDIAN WEALTH MANAGEMENT

Salt Lake City, UTCRD #2429506Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Utah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/15/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 12/29/1993
Series 7
General Securities Representative Examination
Passed 4/4/1994
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 6/7/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/7/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $1,000,0000.90%
$1,000,000 or more0.75%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Guardian Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GUARDIAN WEALTH MANAGEMENTCurrent
3/2/2010Salt Lake City, UT
CHARLES SCHWAB & CO., INC.
3/28/19973/1/2010Salt Lake City, UT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at GUARDIAN WEALTH MANAGEMENT

2 other advisors in the directory

View GUARDIAN WEALTH MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Eric Barton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Brian Eric Barton - Financial Advisor in Salt Lake City, UT | AdvisorFinder