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Brian Scott Thomas

Investment Adviser Representative at AG ASSET ADVISORY, LLC

Los Angeles, CACRD #4647656Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Brian Scott Thomas has worked in the securities industry since 2012. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/23/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 7/19/2003
Series 55
Limited Representative-Equity Trader Exam
Passed 6/23/2003
Series 7
General Securities Representative Examination
Passed 3/13/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

AG Asset Advisory, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AG ASSET ADVISORY, LLCCurrent
1/11/2012Los Angeles, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AG ASSET ADVISORY, LLC

1 other advisor in the directory

View AG ASSET ADVISORY, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Scott Thomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Brian Scott Thomas - Financial Advisor in Los Angeles, CA | AdvisorFinder