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Brian Timothy Farris

Investment Adviser Representative at FINANCIAL DESIGN GROUP, LLC

Lavista, NECRD #2946903Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IowaNebraska
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/14/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/5/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Financial Design Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FINANCIAL DESIGN GROUP, LLCCurrent
4/18/2022 – Lavista, NE
CETERA ADVISORS LLC
2/18/2011 – 7/18/2022Omaha, NE
QA3 FINANCIAL LLC
9/7/2007 – 2/11/2011Omaha, NE
LINCOLN FINANCIAL ADVISORS CORPORATION
1/30/1998 – 8/31/2007Omaha, NE

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FINANCIAL DESIGN GROUP, LLC

1 other advisor in the directory

Christopher Brian Farris
Investment Adviser Representative
Dual-registered
View FINANCIAL DESIGN GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brian Timothy Farris has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.