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Brooks David Robinson

Investment Adviser Representative at SYNOVUS SECURITIES, INC.

Lagrange, GACRD #1300829Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
41 yrs
States Registered
11 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
AlabamaColoradoFloridaGeorgiaMarylandMichiganNevadaNew YorkNorth CarolinaSouth CarolinaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/17/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 2/5/1985
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 4/22/2003
Series 7
General Securities Representative Examination
Passed 9/15/1984
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/6/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/26/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.25%
Next $500,0001.00%
Over $1,000,0000.75%
Source

Synovus Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNOVUS SECURITIES, INC.Current
3/20/2006Lagrange, GA
MORGAN STANLEY
3/29/199611/10/2005Myrtle Beach, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Brooks David Robinson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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