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Calvin Seaborn Sumner

Investment Adviser Representative at OSAIC ADVISORY SERVICES, LLC

Lake Oswego, ORCRD #713266Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
States Registered
6 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ArizonaCaliforniaOregonPennsylvaniaTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/10/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 7/24/1989
Series 22
Direct Participation Programs Representative Examination
Passed 1/2/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/18/1994
Series 1
Registered Representative Examination
Passed 7/25/1980
Series 24
General Securities Principal Examination
Passed 7/6/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Osaic Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC ADVISORY SERVICES, LLCCurrent
11/8/2024Lake Oswego, OR
OSAIC WEALTH, INC.Current
6/14/2024Lake Oswego, OR
ARBOR POINT ADVISORS
11/10/202011/8/2024Lake Oswego, OR
SECURITIES AMERICA ADVISORS, INC.
11/6/20206/14/2024Lake Oswego, OR
KMS FINANCIAL SERVICES, INC
5/23/201211/6/2020Lake Oswego, OR
QUESTAR ASSET MANAGEMENT, INC.
1/7/20093/28/2012Minneapolis, MN
METLIFE SECURITIES INC.
4/5/200212/31/2003Lake Oswego, OR

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Calvin Seaborn Sumner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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