Financial advisor & firm directory
Look up any registered financial advisor or investment advisory firm in the U.S. Every profile is compiled from public SEC and FINRA records, so you can check registrations, experience, and disclosure history.
- Sourced from SEC & FINRA
- Updated monthly
- Free to use
Individual investment adviser representatives and registered brokers.
Browse advisorsSEC-registered investment advisers and the practices behind them.
Browse firmsWhere this data comes from
SEC IAPD & Form ADV
Registrations, firm assets, services, and fees come from filings advisers submit to the U.S. Securities and Exchange Commission.
FINRA BrokerCheck
Broker registrations, exams, employment history, and disclosure events come from FINRA's public BrokerCheck records.
Refreshed monthly
We re-import the public records every month. Each profile shows the date its data was last updated.
Professionals are listed whether or not they work with AdvisorFinder. A listing is not an endorsement or recommendation.
Frequently asked questions
It's a free, searchable index of registered financial advisors and investment advisory firms in the U.S., built from public SEC and FINRA records.
SEC Investment Adviser Public Disclosure (IAPD), SEC Form ADV filings, and FINRA BrokerCheck. We don't add opinions or ratings.
Monthly. Each profile shows when its data was last refreshed.
An advisor is an individual professional. A firm is the registered business they work for, which files Form ADV and sets fees and services.
No. Listings reflect public regulatory records only. To get matched with advisors who fit your goals, take the free AdvisorFinder assessment.
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This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.