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Carina Shipotofsky Diamond

Investment Adviser Representative at ARAX ADVISORY PARTNERS

Cleveland, OHCRD #4652063Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/11/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 5/19/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/11/2003
Series 51
Municipal Fund Securities Principal Examination
Passed 7/25/2005
Series 24
General Securities Principal Examination
Passed 10/20/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARAX Advisory Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARAX ADVISORY PARTNERSCurrent
2/5/2026Cleveland, OH
GFP PRIVATE WEALTH
9/30/20242/6/2026Cleveland, OH
DAKOTA WEALTH, LLC
7/16/20197/10/2023Akron, OH
DAKORE WEALTH MANAGEMENT, LLC
10/1/20207/8/2021Akron, OH
SPRINGSIDE PARTNERS LLC
11/7/201411/1/2019Akron, OH
CETERA ADVISORS LLC
1/1/200410/16/2018Akron, OH
VESTAX SECURITIES CORPORATION
8/21/20031/1/2004Akron, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carina Shipotofsky Diamond has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.