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Carlos Frederico Coutinho Maia

Investment Adviser Representative at NAVY FEDERAL INVESTMENT SERVICES, LLC

Rockton, ILCRD #7176961Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
7 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Carlos Frederico Coutinho Maia has worked in the securities industry since 2020. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in Florida, Illinois, Ohio, South Carolina, Texas, Virginia, and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
FloridaIllinoisOhioSouth CarolinaTexasVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/10/2020
Series 7
General Securities Representative Examination
Passed 1/13/2020
SIE
Securities Industry Essentials Examination
Passed 10/8/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.07%
Next $250,0001.00%
Next $500,0000.91%
Next $1M0.82%
Over $2M0.68%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NAVY Federal Investment Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NAVY FEDERAL INVESTMENT SERVICES, LLCCurrent
10/22/2025Rockton, IL
NAVY FEDERAL INVESTMENT SERVICES, LLCCurrent
10/22/2025Rockton, IL
ALLSTATE FINANCIAL ADVISORS, LLC
6/22/202310/17/2025Chicago, IL
J.P. MORGAN SECURITIES LLC
8/29/20225/12/2023Loves Park, IL
EQUITABLE ADVISORS, LLC
11/23/20218/12/2022Deerfield, IL
PRUDENTIAL FINANCIAL PLANNING SERVICES
12/15/20209/16/2021Wauwatosa, WI
EDWARD JONES
2/11/20209/28/2020Rockford, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carlos Frederico Coutinho Maia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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