Carol Jean Weems
Investment Adviser Representative at INDEPENDENT FINANCIAL PARTNERS
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Carol Jean Weems has worked in the securities industry since 2003. They have passed the Series 65, 63, 26, 7, and 6 examinations. They are registered to provide investment advisory services in Washington.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Less than $30,000,000 | 1.65% |
| Greater than or equal to $30,000,000 but less than $60,000,000 | 1.25% |
| Greater than or equal to $60,000,000 but less than $90,000,000 | 1.10% |
| Greater than $90,000,000 | 1.00% |
Independent Financial Partners Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Other advisors at INDEPENDENT FINANCIAL PARTNERS
Showing 12 of 329 in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carol Jean Weems has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched