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Carol S Gangewer

Investment Adviser Representative at COMPASS ION ADVISORS, LLC

Conshohocken, PACRD #1418375Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Carol S. Gangewer has worked in the securities industry since 1993. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/3/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 1/8/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/17/1992

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Compass ION Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KEEL POINT CAPITAL, LLCCurrent
1/5/2023Conshohocken, PA
COMPASS ION ADVISORS, LLCCurrent
1/27/2014Conshohocken, PA
COMPREHENSIVE CAPITAL MANAGEMENT, INC.
1/9/20091/29/2014Totowa, NJ
EGE ADVISORS, LTD.
1/12/200612/31/2008King Of Prussia, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Carol S Gangewer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Carol S Gangewer - Financial Advisor in Conshohocken, PA | AdvisorFinder